Get AI-powered advice on this job and more exclusive features. Office Status: Hybrid Salary: Up to $175k Department Overview The Operational Risk function sits within the firm's Risk Management department and is responsible for the independent oversight of operational and electronic trading risks across the Equities platform. The team provides second-line risk challenge to support the controlled operation of both the US Equities business and affiliated electronic execution services. Role Responsibilities Lead the development and implementation of an operational risk control framework for the firm's US cash equities execution business Provide ongoing operational risk oversight for the broader US Equities trading platform, covering cash equities, equity derivatives, and electronic trading services Assist in the development, maintenance, and enhancement of risk-owned policies, procedures, and standards for Equities and Electronic Trading activities Prepare governance materials and support the operation of risk committees and senior management reporting Conduct front-to-back operational risk reviews, focusing on trade flows, execution practices, supervisory controls, and business processes Provide targeted oversight of electronic and algorithmic trading activities to ensure appropriate risk controls are designed and implemented Support the investigation and analysis of operational incidents, performing root cause reviews and leading lessons-learned exercises Facilitate annual risk attestation and certification processes for Equities business units and trading platforms Conduct regulatory gap analysis related to equities trading and execution, ensuring operational risk frameworks remain aligned with regulatory expectations Partner closely with Front Office, Technology, Compliance, and other Risk teams to promote a strong risk culture across the Equities organization Seniority level Seniority level Mid-Senior level Employment type Employment type Full-time Job function Job function Finance Referrals increase your chances of interviewing at Madison-Davis, LLC by 2x Get notified about new Vice President Equity jobs in New York City Metropolitan Area . New York, NY $250,000 - $300,000 1 day ago Investment Banking M&A Senior Associate / Vice President - New York VP - Investment Banking - Specialty and Diversified Financials Experienced Vice President - Investment Banking, Industrials Rates Trading Strategist - Vice President VP Institutional Equity Sales - Ladenburg Thalmann & Co. Inc. Quantitative Trading Lead Engineer - Vice President Investment Banking Counsel- Capital Markets - Assistant Vice President - Vice President New York, NY $170,000 - $254,500 2 months ago Private Equity Fund Admin - Vice President New York City Metropolitan Area $120,000 - $190,000 8 hours ago VP, Global Trading & Tokenization (Enterprise Sales) We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

#J-18808-Ljbffr