Are you ready to make an impact at DTCC? Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We are committed to helping our employees grow and succeed. We believe that you have the skills and drive to make a real impact. We foster a thriving internal community and are committed to creating a workplace that looks like the world we serve.

Finance is one organization composed of ten functions forming the financial backbone of DTCC, with leaders who stand at the forefront of DTCC’s competitive endeavors across the globe. From accountants and financial analysts to internal consultants and workplace designers, the CFO Organization employs diverse individuals working together to help make DTCC a global leader in the financial services industry.

Pay and Benefits:

Competitive compensation, including base pay and annual incentive

Comprehensive health and life insurance and well-being benefits, based on location

Pension / Retirement benefits

Paid Time Off and Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.

DTCC offers a flexible/hybrid model of 3 days onsite and 2 days remote (onsite Tuesdays, Wednesdays, and a third day unique to each team or employee).

The Impact you will have in this role: Are you an internal auditor with 4+ years of experience? Looking to transition to a new and diverse risk management role? Or, are you an operational risk professional eager to immerse yourself in a finance function and contribute to improving its control environment? The Embedded Risk Manager (ERM) will support CFO teams in managing, monitoring, and reporting on operational risk. The ERM will be a trusted advisor on managing risk and enhancing the financial functions' control environments. Responsibilities include documenting risk assessments, maintaining operating procedures, process maps, risk/control inventories, designing control testing, reporting on key risk indicators, and supporting team and department-wide deliverables, such as compliance requests.

Your Primary Responsibilities:

Control Environment Assessments: Examine internal controls, document findings and potential issues, and provide strategic and proactive consultation in identifying risk exposures and developing solutions.

Administration: Manage risk management activities, track action plan completion, review documentation, and handle control group requests.

Excel-Based End User Computing: Advise teams on control design and execution using Excel, and oversee control maintenance.

Control Testing: Develop, monitor, and report on management’s self-testing of controls.

Process Mapping: Document, update, and analyze end-to-end process maps.

Risk/Control Inventories: Build and maintain risk & control inventories, facilitating timely reviews.

Risk Profiles: Complete quarterly risk profiles for the CFO.

Action Plans: Identify and track remediation plans for audit findings and operational risk incidents.

Procedure Maintenance: Ensure procedures are current, meet standards, and include controls.

Procedure Projects: Manage updates to policies, processes, and procedures, ensuring clarity and compliance.

Control Group Deliverables: Assist teams in fulfilling internal control requests.

Third-Party Risk: Review risk assessments of suppliers.

Metrics: Develop and report on key risk indicators and performance metrics.

Qualifications:

Minimum of 8 years of related experience

Bachelor's degree preferred or equivalent experience

CPA designation strongly preferred

Talents Needed for Success:

Experience in audit, risk management, or compliance

Process analysis, risk identification, and control development skills, preferably in financial services

Experience creating and maintaining risk management documentation

Proficiency in Microsoft Excel, with experience reviewing complex financial workbooks

Strong written communication skills; a writing sample will be required

Automated control testing experience is a plus but not required

The salary range is indicative for roles at the same level within DTCC across all US locations. Actual salary depends on role, location, experience, skills, and other factors. We are an equal opportunity employer and value diversity. We do not discriminate based on race, religion, color, national origin, sex, gender, sexual orientation, age, marital status, veteran status, or disability. Reasonable accommodations are available upon request.

#J-18808-Ljbffr